SHAH CAPITAL MANAGEMENT

RIASEC RegisteredEst. 2005
Total AUM
$768M
Discretionary
$768M
100% of AUM
Avg account
$9.3M
Accounts
83
Employees
4
Advisory reps
2

Firm details

Headquarters
RALEIGH, North Carolina
CRD number
133941
Registered since
February 4, 2005
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles87.82%
  • HNWI7.82%
  • Individuals2.45%
  • Other1.91%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Shah Capital Management is an SEC-registered investment adviser that has operated since 2005 and is organized as a corporation under individual ownership. The firm is classified as a hedge fund manager and serves both individual/family and institutional clients. Its advisory offerings include portfolio management for individuals and small businesses as well as management of pooled investment vehicles; the firm also sponsors and acts as general partner/managing member of pooled vehicles it advises. Compensation typically combines a percentage-of-AUM fee with performance-based fees. Shah Capital is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 62%, Public Funds/Mutual Funds 25%, Cash & Cash Equivalents 13%62%
  • Exchange Traded Equities62%
  • Public Funds/Mutual Funds25%
  • Cash & Cash Equivalents13%

Owners & executives

1 of 1
  • HIMANSHU SHAH

    Founder, President and Chief Investment OfficerCRD 2121411

Contacts

1 of 1
  • CHAYA RAO

    DirectorCRD 5486956

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$20.1M in ETFs

Passive

100%

$20.1M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD SHORT-TERM TREASURY INDEX FUND (VGSH)VanguardPassiveShort Government$20.1M342,990100.00%

Location

Primary office

RALEIGH, NC

WAKE

Location

RALEIGH, NC

Headquartered in RALEIGH, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area
Raleigh-Durham-Cary, NC
Region
South
County
WAKE
Address
2301 Sugar Bush Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth