Capital Advisers, Inc.

RIASEC RegisteredEst. 2004

Total AUM

$620M

Discretionary

$620M

100% of AUM

Avg account

$412K

Accounts

1,505

Employees

Advisory reps

Firm details

Headquarters: Raleigh, North Carolina
CRD number: 118442
Registered since: September 3, 2004
Website: www.capitaladvisersinc.com
Custodians: CHARLES SCHWAB & CO., INC., E*TRADE SECURITIES LLC
Fee structure: Percentage of AUM, Hourly Charges
Client types: Individuals59.68%
HNWI16.13%
Pension & Profit Sharing Plans10.48%
Charitable Organizations8.87%
Corporations / Businesses4.84%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Capital Advisers, Inc. is an independent registered investment adviser organized as a corporation and SEC-registered since 2004. The firm is owned by an individual and positions itself as a capital allocator that manages portfolios for both individual/family clients and institutional clients. Its advisory services include discretionary portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting-related work, and the selection of other advisers. Compensation is primarily by a percentage of assets under management with some services billed on an hourly basis. The firm does not describe itself as an active ESG investor. It operates with a single-state registration profile and reports that it uses third-party managers when appropriate, reflecting its role in sourcing external fund managers for alternative allocations.