SG Americas Securities, LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
825
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
128351
Registered since
April 23, 2004

Firm profile

FINTRX

Overview

SG Americas Securities, LLC is organized as a limited liability company and is classified in the data as an investment bank. It has been SEC-registered since 2004 and is identified as a domestic entity/individual owner type. The firm is not profiled as a capital allocator and is not flagged as an active ESG investor, multi-state adviser, pension consultant, or related adviser. The snapshot information provided points to a market-facing, non-advisory business model rather than a traditional registered investment advisor focused on retail or high-net-worth client relationships.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 19
  • Gregory Zielinski

    Gregory Zielinski

    COOCRD 2384242

  • Susan Gaughan

    Susan Gaughan

    Managing Director, Chief Operating OfficerCRD 2530985

  • Charles Kornberger

    Charles Kornberger

    Chief Revenue OfficerCRD 2747467

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Contacts

3 of 806
  • Stuart Kessler

    Stuart Kessler

    DirectorCRD 2561312

  • Max Rey

    Max Rey

    AnalystCRD 7255698

  • Terrell Smith

    Derivatives TraderCRD 7168638

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 391

Active vs passive

$10.3B in ETFs

Passive

99%

$10.2B

Active

<1%

$103M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$694M929,5216.72%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
245 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth