Sera Global Securities US LLC
Firm details
- Headquarters
- Alpharetta, Georgia
- CRD number
- 283339
- Registered since
- February 7, 2017
Firm profile
FINTRXOverview
Sera Global Securities US LLC is organized as a limited liability company and has been SEC-registered since 2017. The firm is classified as an investment bank rather than a traditional registered investment adviser or capital allocator. Ownership is listed as a combination of a domestic entity and an individual. Available disclosures indicate the firm does not operate as a capital allocator, does not identify as an active ESG investor, is not a pension consultant, and is not flagged as a multi-state or related adviser. Those attributes align with a business model focused on investment-banking or broker-dealer activities rather than discretionary portfolio management or advisory services.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Sarah Westbrook
Chief Compliance OfficerCRD 4751500
Contacts
2 of 2Angela Fiala
FinOpCRD 5163386

Kyle Weeks
Registered RepresentativeCRD 3266819
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Alpharetta, GA
Fulton
Location
Alpharetta, GA
Headquartered in Alpharetta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.
- Metro area
- Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
- Region
- South
- County
- Fulton
- Address
- 6250 Shiloh Rd
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
MFG Securities, LLC
Broker-DealerAlpharetta, GA
Moody Capital Solutions, Inc
Broker-DealerAlpharetta, GA
Katama Securities LLC
Broker-DealerAlpharetta, GA
U.S Brokerage, Inc.
Broker-DealerAlpharetta, GA
Wall Street Capital Corporation
Broker-DealerMcdonough, GA
Caymus Securities LLC
Broker-DealerAtlanta, GA