Sera Global Securities US LLC

Broker-DealerFINRA MemberEst. 2017
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Alpharetta, Georgia
CRD number
283339
Registered since
February 7, 2017

Firm profile

FINTRX

Overview

Sera Global Securities US LLC is a limited liability company that registered with the SEC in 2017 and is classified as an investment bank. The firm is described as having domestic ownership (domestic entity/individual). Public filings and the snapshot provided do not list advisory fees, client segments, or detailed business lines; the record also indicates Sera Global Securities US LLC is not a capital allocator, is not an active ESG investor, and does not operate as a multi-state adviser or pension consultant.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Sarah Westbrook

    Sarah Westbrook

    Chief Compliance OfficerCRD 4751500

Contacts

2 of 2
  • Angela Fiala

    FinOpCRD 5163386

  • Kyle Weeks

    Kyle Weeks

    Registered RepresentativeCRD 3266819

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Alpharetta, GA

Fulton

Location

Alpharetta, GA

Headquartered in Alpharetta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
Fulton
Address
6250 Shiloh Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth