Sera Global Securities US LLC

Broker-DealerFINRA MemberEst. 2017
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Alpharetta, Georgia
CRD number
283339
Registered since
February 7, 2017

Firm profile

FINTRX

Overview

Sera Global Securities US LLC is organized as a limited liability company and is classified in the source data as an investment bank. The firm is listed as having registered with the SEC in 2017. Ownership is described as a mix of a domestic entity and an individual. The profile indicates the firm does not act as a capital allocator and is not identified as an active ESG investor, multi-state adviser, newly formed adviser, pension consultant, or related adviser. The available details point to a business oriented toward investment-banking or brokerage-style activities rather than traditional advisory asset management. The firm did not provide descriptions of its advisory activities, fee arrangements, client types, or affiliated activities in the supplied data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Sarah Westbrook

    Sarah Westbrook

    Chief Compliance OfficerCRD 4751500

Contacts

2 of 2
  • Kyle Weeks

    Kyle Weeks

    Registered RepresentativeCRD 3266819

  • Angela Fiala

    FinOpCRD 5163386

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Alpharetta, GA

Fulton

Location

Alpharetta, GA

Headquartered in Alpharetta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
Fulton
Address
6250 Shiloh Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth