Sera Global Securities US LLC

Broker-DealerFINRA MemberEst. 2017
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Alpharetta, Georgia
CRD number
283339
Registered since
February 7, 2017

Firm profile

FINTRX

Overview

Sera Global Securities US LLC is structured as a limited liability company and is recorded with the SEC as of 2017. FINTRX classifies the firm as an investment bank rather than a traditional wealth manager or capital allocator. The registry identifies ownership as a combination of a domestic entity and an individual. Publicly available fields for business activities, advisory programs, client focus, and fee models are blank in the source data. The firm is not flagged as an active ESG investor, is not identified as a multi-state adviser, and is not listed as a pension consultant or related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Sarah Westbrook

    Sarah Westbrook

    Chief Compliance OfficerCRD 4751500

Contacts

2 of 2
  • Angela Fiala

    FinOpCRD 5163386

  • Kyle Weeks

    Kyle Weeks

    Registered RepresentativeCRD 3266819

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Alpharetta, GA

Fulton

Location

Alpharetta, GA

Headquartered in Alpharetta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
Fulton
Address
6250 Shiloh Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth