MFG Securities, LLC

Broker-DealerFINRA MemberEst. 2026
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Alpharetta, Georgia
CRD number
338095
Registered since
March 12, 2026

Firm profile

FINTRX

Overview

MFG Securities, LLC is organized as a limited liability company and is registered with the SEC as of 2026. Publicly reported attributes paint the picture of a small or newly registered adviser rather than an established multi-state platform: the firm is not flagged as a multi-state adviser, is not identified as a capital allocator, and is not labeled an active ESG investor. It also does not present itself as a pension consultant or a related adviser to another registered firm. Ownership is listed as a combination of a domestic entity and an individual. The firm's regulatory classification is recorded as unclassified and several typical disclosures (fee structure, client base, detailed advisory activities and investment approaches) are not provided in the available snapshot, which limits a deeper read on their client focus or investment philosophy.

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Rick Kent

    Rick Kent

    Founder & CEOCRD 2871310

  • John Baxley

    John Baxley

    Chief Compliance OfficerCRD 3214809

Contacts

1 of 1
  • Kristin Wilde

    Kristin Wilde

    Registered RepresentativeCRD 5153581

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Alpharetta, GA

Fulton

Location

Alpharetta, GA

Headquartered in Alpharetta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
Fulton
Address
2400 Lakeview Pkwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth