MFG Securities, LLC

Broker-DealerFINRA MemberEst. 2026
Total AUM
—
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Alpharetta, Georgia
CRD number
338095
Registered since
March 12, 2026

Firm profile

FINTRX

Overview

MFG Securities, LLC is organized as a limited liability company and is listed as an SEC-registered adviser with a registration year of 2026. Ownership is recorded as a combination of a domestic entity and an individual. The firm’s classification is listed as unclassified in the available record. Several operational attributes are flagged negative: the firm is not identified as a capital allocator, it does not position itself as an active ESG investor, it is not a multi-state adviser, and it is not documented as a pension consultant or a related adviser. The source material does not provide details on client segments, fee schedules, specific advisory services, or the firm’s investment process, so no description of target clients or portfolio construction can be confirmed from the record.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • John Baxley

    John Baxley

    Chief Compliance OfficerCRD 3214809

  • Rick Kent

    Rick Kent

    Founder & CEOCRD 2871310

Contacts

2 of 2
  • Douglas Branch

    Douglas Branch

    Senior Compliance ManagerCRD 4389838

  • Kristin Wilde

    Kristin Wilde

    Registered RepresentativeCRD 5153581

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Alpharetta, GA

Fulton

Location

Alpharetta, GA

Headquartered in Alpharetta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
Fulton
Address
2400 Lakeview Pkwy
Time zone
ET (UTC-5)
Office locations

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