Moody Capital Solutions, Inc

Broker-DealerFINRA MemberEst. 1985
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
Alpharetta, Georgia
CRD number
15989
Registered since
January 3, 1985

Firm profile

FINTRX

Overview

Moody Capital Solutions, Inc. is organized as a corporation and is identified in the dataset as an investment bank that has been SEC-registered since 1985. The ownership is listed as a combination of a domestic entity and an individual. The firm is not flagged as a capital allocator and is marked as not being an active ESG investor. The snapshot data does not provide firm-level details on advisory activities, fee arrangements, or core client segments. Additional operational classifications in the dataset indicate Moody Capital Solutions, Inc. is not a multistate adviser, not newly formed, and is not designated as a pension consultant or related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Robert Rosenstein

    President, CEOCRD 2195737

Contacts

3 of 9
  • Richard Kreger

    Richard Kreger

    Senior Managing DirectorCRD 2647135

  • Charles Smulevitz

    Charles Smulevitz

    Senior Compliance ManagerCRD 5099387

  • Brian Lenart

    Brian Lenart

    FinOpCRD 736107

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Alpharetta, GA

Fulton

Location

Alpharetta, GA

Headquartered in Alpharetta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
Fulton
Address
12807 Doe Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth