Seminario Securities

Broker-DealerFINRA MemberEst. 2024
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Coral Gables, Florida
CRD number
315218
Registered since
April 3, 2024

Firm profile

FINTRX

Overview

Seminario Securities is organized as a limited liability company and is SEC-registered as of 2024. FINTRX lists the owner type as a combination of a domestic entity and an individual and classifies the firm as "Unclassified." The firm is not recorded as a capital allocator and is not flagged as an active ESG investor. FINTRX also indicates it is not a multi-state adviser, not designated a newly formed adviser, not a pension consultant, and not a related adviser. Public-facing detail about the firm’s advisory focus, fee model, client types, or specific business and advisory activities was not provided in the source data.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • Lorraine Navarro

    COOCRD 5436751

  • Marlo Dieguez

    Marlo Dieguez

    CEOCRD 5644954

  • Ireanna Rubio

    Ireanna Rubio

    Chief Compliance OfficerCRD 6507398

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Contacts

3 of 5
  • Rajiv Shah

    Rajiv Shah

    Head TraderCRD 3162156

  • Emily Abbruzzese

    Emily Abbruzzese

    FinOpCRD 4606343

  • Jorge Luis Aspillaga Seminario

    TraderCRD 7989552

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Coral Gables, FL

Miami Dade

Location

Coral Gables, FL

Headquartered in Coral Gables, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Miami Dade
Address
95 Merrick Way
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth