Seminario Securities

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Coral Gables, Florida
CRD number
315218
Registered since
April 3, 2024

Firm profile

FINTRX

Overview

Seminario Securities is organized as a limited liability company with domestic ownership and an individual owner listed in the available data. The firm is labeled as "unclassified" in the snapshot, and the dataset indicates it does not operate as a capital allocator or as an active ESG investor. Additional attributes captured in the snapshot note that it is not identified as a multi-state adviser, not a newly formed adviser, not a pension consultant, and not recorded as a related adviser. Public disclosures included with the snapshot are sparse: fields for client base, fee structure, business activities and advisory activities were not populated. That limited disclosure makes it difficult to describe the firm’s target clients, fee model, or primary advisory services with confidence.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Lorraine Navarro

    COOCRD 5436751

  • Marlo Dieguez

    Marlo Dieguez

    CEOCRD 5644954

  • Ireanna Rubio

    Ireanna Rubio

    Chief Compliance OfficerCRD 6507398

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Contacts

3 of 5
  • Rajiv Shah

    Rajiv Shah

    Managing DirectorCRD 3162156

  • Emily Abbruzzese

    Emily Abbruzzese

    FinOpCRD 4606343

  • Jorge Luis Aspillaga Seminario

    TraderCRD 7989552

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Coral Gables, FL

Miami Dade

Location

Coral Gables, FL

Headquartered in Coral Gables, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Miami Dade
Address
95 Merrick Way
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth