Seminario Securities

Broker-DealerFINRA MemberEst. 2024
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Coral Gables, Florida
CRD number
315218
Registered since
April 3, 2024

Firm profile

FINTRX

Overview

Seminario Securities LLC is an SEC-registered investment adviser that appears on FINTRX with a 2024 registration year. The firm is organized as a limited liability company and is listed under an owner profile combining a domestic entity and an individual. The snapshot classifies the firm as "unclassified" and flags it as not operating as a capital allocator. The profile also shows the firm does not identify as an active ESG investor and is not flagged as a multi-state adviser, pension consultant, or related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • Lorraine Navarro

    COOCRD 5436751

  • Ireanna Rubio

    Ireanna Rubio

    Chief Compliance OfficerCRD 6507398

  • Marlo Dieguez

    Marlo Dieguez

    CEOCRD 5644954

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Contacts

3 of 5
  • Rajiv Shah

    Rajiv Shah

    Managing DirectorCRD 3162156

  • Emily Abbruzzese

    Emily Abbruzzese

    FinOpCRD 4606343

  • Jorge Luis Aspillaga Seminario

    TraderCRD 7989552

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Coral Gables, FL

Miami Dade

Location

Coral Gables, FL

Headquartered in Coral Gables, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Miami Dade
Address
95 Merrick Way
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth