Austin Atlantic Capital Inc.

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Coral Gables, Florida
CRD number
43981
Registered since
November 11, 1997

Firm profile

FINTRX

Overview

Austin Atlantic Capital Inc. is organized as a corporation and has been SEC-registered since 1997. The firm is classified in the dataset as a fund distributor rather than a wealth manager or capital allocator. Ownership is listed as a combination of a domestic entity and an individual. The record indicates the firm does not operate as a capital allocator and is not flagged as an active ESG investor. It also is not listed as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. Specific advisory activities, fee structure, client segments, and business lines are not included in the provided data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Aaron Rodriguez

    Aaron Rodriguez

    CFOCRD 5421965

  • Kevin Rowe

    Kevin Rowe

    Chief Compliance OfficerCRD 4641264

Contacts

3 of 3
  • Rodger Shay Jr

    Rodger Shay Jr

    PresidentCRD 1008086

  • Deborah Font

    Account ExecutiveCRD 863855

  • Edna Galvis

    Operations SupportCRD 2350133

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

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Location

Primary office

Coral Gables, FL

Miami Dade

Location

Coral Gables, FL

Headquartered in Coral Gables, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Miami Dade
Address
1 Alhambra Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth