AUSTIN ATLANTIC CAPITAL INC.

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
CORAL GABLES, Florida
CRD number
43981
Registered since
November 11, 1997

Firm profile

FINTRX

Overview

Austin Atlantic Capital Inc. is a corporate advisory entity that has been SEC-registered since 1997. FINTRX lists the firm as owned by a combination of a domestic entity and an individual and classifies it as unclassified for firm type. The firm is not identified as a capital allocator, is not active on ESG investing, and is not noted as a multi-state or newly formed adviser. FINTRX also indicates the firm is not acting as a pension consultant or a related adviser to another registered manager. Public disclosures in the dataset do not include descriptions of the firm’s business lines, fee schedules, client segments, or typical advisory activities.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • KEVIN ROWE

    Chief Compliance OfficerCRD 4641264

  • AARON RODRIGUEZ

    CFOCRD 5421965

Contacts

3 of 3
  • RODGER SHAY JR

    PresidentCRD 1008086

  • EDNA GALVIS

    Operations SupportCRD 2350133

  • DEBORAH FONT

    Account ExecutiveCRD 863855

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CORAL GABLES, FL

MIAMI DADE

Location

CORAL GABLES, FL

Headquartered in CORAL GABLES, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
MIAMI DADE
Address
1 Alhambra Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth