Guzman & Company

Overview

Guzman & Company is recorded in FINTRX as a corporation classified primarily as an investment bank. The firm was first registered with the SEC in 1987 and is held by an individual owner rather than an institutional parent. FINTRX flags the firm as not acting as a capital allocator and not maintaining an active ESG investing program. It is also not listed as a multi-state adviser, a pension consultant, or a related adviser. The snapshot shows no descriptive detail about advisory products, client segments, or typical strategies, which suggests the entity functions more in an investment-banking capacity than as a manager of pooled external client assets.

Assets & Accounts

Location & Offices