Scott, Ralph Upton
RIAState Registered
Total AUM
$760K
Discretionary
$760K
100% of AUM
Avg account
$40K
Accounts
19
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 128237
- Fee structure
- Percentage of AUM
- Client types
- Individuals100%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Scott, Ralph Upton operates as a sole proprietorship focusing on portfolio management for individuals and small businesses. The firm primarily serves a client base of individuals and families, employing a fee structure based on a percentage of assets under management. While the firm does not actively engage in ESG investing or pension consulting, it offers a straightforward approach to wealth management, emphasizing personalized service tailored to the specific needs of its clients.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Location
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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