Legacy Finance Group LLC

RIASEC Registered
Total AUM
$753K
Discretionary
$753K
100% of AUM
Avg account
$376K
Accounts
2
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
339526
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI100%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Legacy Finance Group LLC is a small, owner-operated registered adviser that focuses on financial planning and portfolio management for individuals and small businesses. The firm also provides selection-of-other-advisers services and runs educational seminars and workshops, signaling an advisory model that combines direct portfolio oversight with outsourced manager selection when needed. Filings identify the firm as a capital allocator with a clear preference for public equities; it is not flagged as an active ESG investor and is classified as an unclassified, single-state operation under individual ownership. Fee arrangements are flexible: Legacy Finance Group LLC reports charging a percentage of AUM as well as offering hourly and fixed-fee engagements. That mix supports both ongoing discretionary portfolio management and project-based financial planning or consulting work.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 98%, Non-Investment Grade Corp Bonds 2%98%
  • Exchange Traded Equities98%
  • Non-Investment Grade Corp Bonds2%

Contacts

1 of 1
  • David Raney

    President, CCOCRD 8186619

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth