Poket Financial, LLC

RIASEC RegisteredEst. 2015
Total AUM
$760K
Discretionary
$760K
100% of AUM
Avg account
$95K
Accounts
8
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
221523
Registered since
May 13, 2015
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Poket Financial, LLC is a small, fee-only advisory firm focused on portfolio management for individuals and small businesses. The firm charges a percentage of assets under management and tilts its client solutions toward equity exposure. Its client base is limited and concentrated, which suggests a high-touch, personalized advisory model rather than a large institutional or multi-state platform. Investment activity centers on exchange-traded equities held in discretionary accounts, with mutual funds used as a secondary vehicle. Poket Financial does not present itself as an active ESG investor, nor does it operate as a multi-state adviser or pension consultant. The firm’s allocation approach favors equities, and the structure implies use of separately managed accounts or direct listed-equity strategies to implement that preference.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 70%, US Government Bonds 25%, Cash & Cash Equivalents 5%70%
  • Exchange Traded Equities70%
  • US Government Bonds25%
  • Cash & Cash Equivalents5%

Owners & executives

1 of 1
  • Federico Tessore

    Federico Tessore

    Managing Member And Chief Compliance OfficerCRD 6483227

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

, null

Location

, null

Headquartered in , null.

Address
Gorriti 4945
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth