SCOTIA CAPITAL (USA) INC.

Broker-DealerFINRA MemberEst. 1940
Total AUM
Advisory reps
805
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
2739
Registered since
January 5, 1940

Firm profile

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Overview

Scotia Capital (USA) Inc. is organized as a corporation and is classified in the dataset as an investment bank. The entity has been SEC-registered since 1940 and is listed as having a domestic/individual ownership type. The firm is not identified as a capital allocator and is flagged as not being an active ESG investor. It is also not characterized as a multi-state adviser, a pension consultant, or a related adviser in the provided record. The firm did not supply a narrative of its business activities, advisory services, client segments, fee arrangements, or affiliations in the source data. That lack of firm-provided detail limits what can be said about its operating model beyond the registration and classification fields captured above.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 16
  • Michael Aaron-Mougey

    CLO AssociateCRD 7817916

  • GIBRAN HUSSAIN

    COOCRD 5939695

  • SEAN MICHAEL DUSSEAU

    Managing Director, Chief Operating OfficerCRD 6628832

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Contacts

3 of 789
  • ERIC KUZIAK

    DirectorCRD 5359523

  • Marius Popa

    Fixed Income TradingCRD 5927218

  • Miguel Bohorquez-Canessa

    Debt Capital MarketsCRD 7815600

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
250 Vesey St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth