Saxony Securities, Inc.

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
124
Avg account
$0

Firm details

Headquarters
Saint Louis, Missouri
CRD number
115547
Registered since
February 13, 2002

Firm profile

FINTRX

Overview

Saxony Securities, Inc. is a U.S.-domiciled corporate entity that FINTRX classifies as an investment bank. The firm is SEC-registered (initial registration recorded in 2002) and is identified as owned by a domestic entity/individual. Available records indicate Saxony Securities does not operate as a capital allocator, is not flagged as an active ESG investor, and is not listed as a multi-state or newly formed adviser. The database does not provide detail on the firm's advisory activities, fee models, or client segments.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 7
  • Thomas Lewis

    Thomas Lewis

    Chief Compliance OfficerCRD 5951077

  • Ryan Klump

    Ryan Klump

    Chief Operating OfficerCRD 4762698

  • John Mcarthur

    John Mcarthur

    Senior Partner and Chief Investment OfficerCRD 4389397

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Contacts

3 of 117
  • William Busch

    William Busch

    Registered RepresentativeCRD 5570827

  • Jimmie Marberry

    Jimmie Marberry

    RepresentativeCRD 4695803

  • Salvatore Cocivera

    Salvatore Cocivera

    President, Financial AdvisorCRD 1942283

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Saint Louis, MO

Saint Louis

Location

Saint Louis, MO

Headquartered in Saint Louis, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
Saint Louis
Address
11152 S Towne Sq
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth