Saxony Securities, Inc.

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
124
Avg account
$0

Firm details

Headquarters
Saint Louis, Missouri
CRD number
115547
Registered since
February 13, 2002

Firm profile

FINTRX

Overview

Saxony Securities, Inc. is organized as a corporation and appears in regulatory records dating to 2002. The firm is classified as an investment bank and lists ownership by a domestic entity and individuals. Several regulatory flags in the dataset indicate Saxony Securities does not operate as a capital allocator and is not identified as an active ESG investor, multi-state adviser, newly formed adviser, pension consultant, or related adviser. Publicly supplied fields for business activities, advisory services, fee structure, and client composition are not populated in the available dataset. The combination of an investment-bank classification and the absence of typical RIA disclosures points to a business model focused on broker‑dealer or investment-banking activity rather than traditional discretionary asset management.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 6
  • Ryan Klump

    Ryan Klump

    Chief Operating OfficerCRD 4762698

  • John Mcarthur

    John Mcarthur

    Senior Partner and Chief Investment OfficerCRD 4389397

  • Kent Skornia

    Kent Skornia

    President and CEOCRD 4497076

Unlock 3 more executives

Contacts

3 of 118
  • William Busch

    William Busch

    Registered RepresentativeCRD 5570827

  • Jimmie Marberry

    Jimmie Marberry

    RepresentativeCRD 4695803

  • Salvatore Cocivera

    Salvatore Cocivera

    President, Financial AdvisorCRD 1942283

Unlock 115 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Saint Louis, MO

Saint Louis

Location

Saint Louis, MO

Headquartered in Saint Louis, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
Saint Louis
Address
11152 S Towne Sq
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth