Sammons Financial Network, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
201
Avg account
$0

Firm details

Headquarters
West Des Moines, Iowa
CRD number
158538
Registered since
January 30, 2012

Firm profile

FINTRX

Overview

Sammons Financial Network, LLC is organized as a limited liability company that functions as an insurance broker-dealer. Ownership is held by a combination of a domestic entity and individual owners. According to the provided data, the firm does not act as a capital allocator and is not identified as an active ESG investor. It is also not listed as a multi-state investment adviser, not a pension consultant, not a related adviser, and it is not newly formed. The FINTRX snapshot does not supply details on the firm's client base, fee schedules, specific business lines, or advisory activities, so how the broker-dealer positions its product mix and revenue model is not disclosed in the source material.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • Christopher Kobes

    Chief Compliance OfficerCRD 5825462

  • Stephanie Surette

    Stephanie Surette

    Chief Compliance OfficerCRD 5217627

  • Jared Gwin

    Jared Gwin

    Chief Sales OfficerCRD 5355065

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Contacts

3 of 197
  • Joshua Smith

    Joshua Smith

    Investment Advisor RepresentativeCRD 5193278

  • David Welsh

    David Welsh

    Regional Vice PresidentCRD 4538223

  • David Peters

    David Peters

    Internal WholesalerCRD 7125696

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

West Des Moines, IA

Polk

Location

West Des Moines, IA

Headquartered in West Des Moines, IA, anchoring the Des Moines-Ames-West Des Moines, IA metro in the Midwest.

Metro area
Des Moines-Ames-West Des Moines, IA
Region
Midwest
County
Polk
Address
8300 Mills Civic Pkwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth