Rothschild Wealth LLC
Firm details
- Headquarters
- Oak Brook, Illinois
- CRD number
- 162442
- Registered since
- April 16, 2012
- Website
- www.sentinus.com
- Custodians
- CHARLES SCHWAB & CO., INC., PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions, Performance Based Fees
- Client types
- HNWI75.82%
- Individuals17.34%
- Corporations / Businesses4.64%
- Charitable Organizations1.21%
- Pension & Profit Sharing Plans0.89%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Rothschild Wealth LLC is an independent registered investment adviser organized as an LLC that describes itself as a capital allocator for both individual/family and institutional clients. The firm is SEC-registered (registration year 2012) and offers a mix of advisory and broker/insurance activities: it operates as a registered representative of a broker-dealer and as an insurance broker while providing financial planning, portfolio management for individuals, small businesses and institutions, and the selection of third‑party advisers. Its billing methods are mixed—percentage of AUM, hourly and fixed fees, commissions and performance-based fees are all used. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities93%
- Investment Grade Corp Bonds5%
- Non-Exchange Traded Equities2%
Owners & executives
3 of 4
Thomas Obrien
Chief Growth OfficerCRD 5230392
Curtis Ellergodt
Chief Financial Officer and PartnerCRD 6012133
John Simmons
Chief Investment OfficerCRD 2106286
Contacts
3 of 28
Kyle Depasquale
Director of DesignCRD 5742585
Lisa Bussenger
President and FounderCRD 5846783
Britton Reynolds
VP, Wealth AdvisorCRD 5158944
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 285Active vs passive
$1B in ETFs
71%
$748M
23%
$299M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $59.2M | 79,106 | 5.66% |
Location
Oak Brook, IL
Du Page
Location
Oak Brook, IL
Headquartered in Oak Brook, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Du Page
- Address
- 700 Commerce Dr
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Chicago Oakbrook Financial Group
RIAOak Brook, IL
Huizenga Capital Management, LLC
RIAOak Brook, IL
Rock Island Capital
RIAOak Brook, IL
North Branch Capital Management, L.P.
RIAOak Brook, IL
Inland Advisory Services, LLC
RIAOak Brook, IL
Watershed Private Wealth
RIAOak Brook, IL