ROCK ISLAND CAPITAL

RIASEC RegisteredEst. 2012
Total AUM
$637M
Discretionary
$637M
100% of AUM
Avg account
$49M
Accounts
13
Employees
10
Advisory reps
4

Firm details

Headquarters
OAK BROOK, Illinois
CRD number
161623
Registered since
August 6, 2012
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Rock Island Capital is structured as a limited liability company focused on private equity investing and management of pooled investment vehicles. The firm serves an institutional client base and functions as sponsor, general partner and managing member for its funds, running portfolio management for pooled vehicles rather than providing broad retail advisory services. Its economics combine percentage-of-AUM fees with performance-based fee components, reflecting a carried-interest or incentive-fee alignment typical for private fund managers. Rock Island Capital does not position itself as an active ESG investor and is not registered as a multi-state adviser. Investment orientation centers on private capital strategies supplemented by other alternative exposures. The firm allocates across private equity, hedge funds, and real assets, and it has explicit exposure to commodity and oil & gas investments. That mix indicates a focus on illiquid, manager-driven return streams where the firm can act as sponsor or co-investor through its pooled vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • ZOFIA MIETUS

    CCO and CFOCRD 6272076

Contacts

3 of 3
  • BRIAN BASTEDO

    PartnerCRD 7043724

  • ALFRED MATTALIANO

    PartnerCRD 2003492

  • MICHAEL NUGENT

    PartnerCRD 4261706

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

OAK BROOK, IL

DU PAGE

Location

OAK BROOK, IL

Headquartered in OAK BROOK, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
DU PAGE
Address
1415 W 22nd St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth