ROOSEVELT CAPITAL MANAGEMENT LLC

RIASEC RegisteredEst. 2023

Total AUM

$1.4B

Discretionary

$1.4B

100% of AUM

Avg account

$7.8M

Accounts

176

Employees

Advisory reps

Firm details

Headquarters: DALLAS, Texas
CRD number: 283217
Registered since: January 19, 2023
Website: www.rooseveltcapitalmanagement.com
Custodians: THE BANK OF NEW YORK MELLON, CHARLES SCHWAB & CO., INC., J.P. MORGAN SECURITIES INC., FIDELITY DISTRIBUTORS COMPANY LLC, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure: Percentage of AUM
Client types: State / Municipal Government74.61%
HNWI15.6%
Other Investment Advisers7.14%
Charitable Organizations1.89%
Corporations / Businesses0.32%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Roosevelt Capital Management LLC is an SEC-registered investment adviser that runs a portfolio management business focused on individuals, families and institutional clients. The firm’s stated allocation profile shows a clear tilt toward fixed-income, with a heavy weighting to U.S. government bonds; that allocation pattern points to a capital-preservation and liability-aware approach rather than an equity-first, growth-oriented posture. Roosevelt Capital charges fees as a percentage of assets under management and provides discretionary portfolio management for both small-business and institutional accounts. The adviser is not an active ESG investor and is not positioned as a multi-state advisory network. It operates as a domestic entity with individual ownership and began SEC registration in 2023. Business activity centers on direct portfolio management rather than pension consulting or related-adviser arrangements.