Level Four Capital Management

RIASEC RegisteredEst. 2019

Total AUM

$1.4B

Discretionary

$1.4B

100% of AUM

Avg account

$391K

Accounts

3,533

Employees

9

Advisory reps

7

Firm details

Headquarters: Dallas, Texas
CRD number: 304792
Registered since: November 22, 2019
Website: levelfourcapital.com
Custodians: RAYMOND JAMES & ASSOCIATES, INC., FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI58.58%
Individuals26.13%
Corporations / Businesses12.07%
Pension & Profit Sharing Plans2.48%
Charitable Organizations0.74%
Services: Portfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Level Four Capital Management is a privately held LLC that registered with the SEC in 2019 and manages assets for individuals, families and institutional clients. The firm charges fees based on a percentage of assets under management and lists portfolio management for individuals/small businesses, selection of other advisers, and educational seminars/workshops among its advisory activities. It does not identify as an active ESG investor and is not listed as a pension consultant or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities49%
Public Funds/Mutual Funds37%
State & Local Bonds7%
Cash & Cash Equivalents4%
Investment Grade Corp Bonds2%

Owners & executives

3 of 3

Todd Bulot
President, CEOCRD 6419384
Lal Echterhoff
Chief Investment OfficerCRD 2266369
Jill Zacha
Chief Compliance OfficerCRD 2583663

Contacts

3 of 4

Charles Shimer
Senior Portfolio ManagerCRD 4605945
Britt Woods
PresidentCRD 4653884
Collin McAvoy
Head TraderCRD 5975023

Unlock 1 more contacts →

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area: Dallas-Fort Worth, TX-OK
Region: South
County: Dallas
Address: 12400 Coit Rd
Time zone: CT (UTC-6)
Office locations

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