Rockfleet Financial Services, Inc.

Overview

Rockfleet Financial Services, Inc. operates as a corporate independent broker-dealer that also serves as a registered municipal advisor. The firm describes itself as a capital allocator working primarily with institutional clients. Its advisory services span financial planning, portfolio management for individuals and small businesses as well as for businesses and institutions, and selection of other advisers. Compensation methods include percentage-of-assets, hourly charges, and fixed fees. The firm is organized under domestic ownership and reports both entity and individual owner types. It does not identify as an active ESG investor or a multi-state registered adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices