ROBERTS, GLORE & CO.

RIASEC RegisteredEst. 1984
Total AUM
$938M
Discretionary
$686M
73% of AUM
Avg account
$810K
Accounts
1,158
Employees
7
Advisory reps
5

Firm details

Headquarters
DEERFIELD, Illinois
CRD number
109792
Registered since
March 13, 1984
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI68.43%
  • Other Investment Advisers18.47%
  • Individuals9.02%
  • Charitable Organizations2.65%
  • Pension & Profit Sharing Plans1.01%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Roberts, Glore & Co. is an independent registered investment adviser operating as a corporation and active since the mid-1980s. The firm serves both individual and family clients as well as institutional accounts, offering financial planning and discretionary portfolio management for individuals, small businesses, and institutions. Its fees are charged as a percentage of assets under management and via fixed-fee engagements. The firm reports an equity-oriented preference, with exchange-traded equities a primary vehicle in portfolios. Roberts, Glore & Co. does not present itself as a capital allocator, nor is it positioned as an ESG-focused or multi-state adviser in its public filings.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 66%, US Government Bonds 19%, Public Funds/Mutual Funds 9%, Cash & Cash Equivalents 4%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%66%
  • Exchange Traded Equities66%
  • US Government Bonds19%
  • Public Funds/Mutual Funds9%
  • Cash & Cash Equivalents4%
  • State & Local Bonds1%

Owners & executives

1 of 1
  • CLEMENS CIUPKE

    CEO & Portfolio ManagerCRD 2074981

Contacts

3 of 4
  • JIM CALAWAY

    President & Portfolio ManagerCRD 2453853

  • CHRISTOPHER CIUPKE

    Assistant Vice President, Portfolio ManagerCRD 5011706

  • BYRON SMYTHE

    Investment Adviser RepresentativeCRD 4538197

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 48

Active vs passive

$82.7M in ETFs

Passive

88%

$72.6M

Active

5%

$10.1M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND (VTIP)VanguardPassiveShort Term Inflation Protected Bond$11.7M235,10814.20%

Location

Primary office

DEERFIELD, IL

LAKE

Location

DEERFIELD, IL

Headquartered in DEERFIELD, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
LAKE
Address
707 Lake Cook Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth