E. A. HORWITZ LLC

RIASEC RegisteredEst. 2012
Total AUM
$273M
Discretionary
$273M
100% of AUM
Avg account
$739K
Accounts
369
Employees
13
Advisory reps
10

Firm details

Headquarters
DEERFIELD, Illinois
CRD number
165561
Registered since
November 16, 2012
Custodians
NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals96.77%
  • Pension & Profit Sharing Plans1.91%
  • Charitable Organizations1.31%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

E. A. Horwitz LLC is an SEC-registered investment adviser organized as an LLC and registered in 2012. The firm serves both individual/family and institutional clients and operates with an owner-managed structure. Its stated advisory capabilities include financial planning, discretionary portfolio management for individuals, small businesses, and institutions, and pension consulting. The firm also functions as a registered representative of a broker-dealer, and is affiliated with both broker-dealer and other investment-adviser industry roles. Fee arrangements combine percentage-of-AUM billing with fixed fees. The firm is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 80%, Investment Grade Corp Bonds 10%, Cash & Cash Equivalents 6%, US Government Bonds 2%, State & Local Bonds 2%80%
  • Exchange Traded Equities80%
  • Investment Grade Corp Bonds10%
  • Cash & Cash Equivalents6%
  • US Government Bonds2%
  • State & Local Bonds2%

Contacts

3 of 10
  • Jakob Horwitz

    Investment Advisor RepresentativeCRD 6671671

  • Lesley Winston

    Chartered Advisor in PhilanthropyCRD 1867126

  • Robert Youman

    Managing Director / Investment AdvisorCRD 2188234

Unlock 7 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

DEERFIELD, IL

LAKE

Location

DEERFIELD, IL

Headquartered in DEERFIELD, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
LAKE
Address
1650 Lake Cook Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth