Parkside Investments, LLC

RIASEC Registered
Total AUM
$1.4B
Discretionary
$970M
67% of AUM
Avg account
$2M
Accounts
710
Employees
7
Advisory reps
6

Firm details

Headquarters
Deerfield, Illinois
CRD number
286178
Registered since
January 3, 2017
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI61.9%
  • Other32.53%
  • Pooled Investment Vehicles2.97%
  • Individuals1.45%
  • Corporations / Businesses1.09%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Parkside Investments, LLC is an independent, individual-owned registered investment adviser that provides portfolio management to both high-net-worth individuals/families and institutional clients. The firm is SEC-registered (registration year 2017) and operates as a capital allocator, offering discretionary portfolio management, management of pooled investment vehicles, and selection of other advisers. Its fee arrangements include percentage-of-AUM billing and performance-based fees. Parkside does not identify as an active ESG investor and performs sponsor/GP/managing-member roles for pooled vehicles in addition to advisory services.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 85%, State & Local Bonds 7%, Cash & Cash Equivalents 3%, Investment Grade Corp Bonds 2%, Non-Investment Grade Corp Bonds 2%, US Government Bonds 1%85%
  • Exchange Traded Equities85%
  • State & Local Bonds7%
  • Cash & Cash Equivalents3%
  • Investment Grade Corp Bonds2%
  • Non-Investment Grade Corp Bonds2%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 57

Active vs passive

$785M in ETFs

Passive

86%

$677M

Active

14%

$108M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF (IGSB)BlackRockPassiveShort Term Bond$96.7M1,887,57312.32%

Location

Primary office

Deerfield, IL

Lake

Location

Deerfield, IL

Headquartered in Deerfield, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Lake
Address
570 Lake Cook Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth