Riverfront Investment Group, LLC
Firm details
- Headquarters
- Richmond, Virginia
- CRD number
- 146221
- Registered since
- February 14, 2008
- Website
- www.riverfrontig.com
- Custodians
- ROBERT W. BAIRD & CO. INCORPORATED, RAYMOND JAMES & ASSOCIATES, INC., FIRST CLEARING, LLC
- Fee structure
- Percentage of AUM
- Client types
- Individuals47.5%
- Other32.06%
- Investment Companies15.22%
- Corporations / Businesses4.76%
- Pension & Profit Sharing Plans0.34%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment Companies
Firm profile
FINTRXOverview
Riverfront Investment Group, LLC is an SEC-registered investment adviser organized as an LLC and operating since 2008. The firm serves both individual and family clients as well as institutional investors and charges fees based on a percentage of assets under management. Its advisory work centers on discretionary portfolio management for individuals/small businesses and for investment companies. Riverfront does not identify as an ESG-focused manager and lists a range of industry affiliations that include broker‑dealer, other investment adviser, registered municipal advisor, commodity pool/operator or CTA, and trust company relationships.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds53%
- Exchange Traded Equities42%
- State & Local Bonds2%
- Cash & Cash Equivalents2%
- Investment Grade Corp Bonds1%
Owners & executives
3 of 7
Kevin Nicholson
CIO & PartnerCRD 2218915
Karrie Southall
COOCRD 3082873
Todd Davis
Chief Technology OfficerCRD 8124370
Contacts
3 of 28
Brian Gaertner
National Accounts DirectorCRD 2729181
Jacqueline Carrico
Western Regional Sales OfficerCRD 6002244
Robert Elliott
Senior Regional DirectorCRD 7025198
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 163Active vs passive
$6.2B in ETFs
83%
$5.2B
14%
$1.1B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE MSCI EAFE ETF (IEFA) | BlackRock | Passive | Foreign Large Blend | $296M | 3,274,660 | 4.74% |
Location
Richmond, VA
Richmond City
Location
Richmond, VA
Headquartered in Richmond, VA, in the South of the United States.
- Region
- South
- County
- Richmond City
- Address
- 1214 E Cary St
- Time zone
- ET (UTC-5)
- Office locations
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