RIA Advisory Group, LLC
Firm details
- Headquarters
- Des Moines, Iowa
- CRD number
- 152566
- Registered since
- January 2, 2020
- Website
- riaadvisory.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM
- Client types
- Individuals55.67%
- HNWI42.54%
- Corporations / Businesses1.61%
- Pension & Profit Sharing Plans0.17%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
RIA Advisory Group, LLC is an independent, SEC-registered registered investment adviser organized as a limited liability company and first registered in 2020. The firm operates on a percentage-of-assets fee model and positions itself as a portfolio manager for individuals, small businesses and institutional clients. It does not act as a capital allocator and is not identified as an active ESG investor. The adviser maintains referral and professional relationships with accountants, law firms and insurance companies to support client service and planning needs.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities76%
- Public Funds/Mutual Funds13%
- Cash & Cash Equivalents9%
- Private Funds1%
- Other1%
Owners & executives
1 of 1Stephanie Theisinger
Chief Compliance OfficerCRD 8233194
Contacts
3 of 25
Paul Katsion
Investment Advisor RepresentativeCRD 6634116
Benjamin Heckart
Investment Advisor RepresentativeCRD 1713069
John Peak
Investment Advisor RepresentativeCRD 4489356
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 74Active vs passive
$419M in ETFs
92%
$384M
2%
$35.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO S&P 500 EQUAL WEIGHT ETF (RSP) | Invesco | Passive | Large Blend | $65.2M | 306,309 | 15.56% |
Location
Des Moines, IA
Polk
Location
Des Moines, IA
Headquartered in Des Moines, IA, anchoring the Des Moines-Ames-West Des Moines, IA metro in the Midwest.
- Metro area
- Des Moines-Ames-West Des Moines, IA
- Region
- Midwest
- County
- Polk
- Address
- 500 Sw 7th St
- Time zone
- CT (UTC-6)
- Office locations
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