Compass Financial Group, Inc

RIASEC RegisteredEst. 2012

Total AUM

$1.5B

Discretionary

$1.5B

100% of AUM

Avg account

$525K

Accounts

2,826

Employees

Advisory reps

Firm details

Headquarters: Sioux Falls, South Dakota
CRD number: 157109
Registered since: April 24, 2012
Website: compassfin.net
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI62.39%
Individuals36.87%
Corporations / Businesses0.67%
Charitable Organizations0.07%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Compass Financial Group, Inc. is an independent registered investment adviser that has been SEC-registered since 2012 and is individually owned. The firm serves both individual and family clients as well as institutional clients, charging fees based on a percentage of assets under management. Its written advisory activities include financial planning, portfolio management for individuals and small businesses, and pension consulting. Compass does not position itself as an ESG-focused manager, does not act as a capital allocator, and is not registered as a multi-state adviser. The firm has received external recognition: Forbes named it to its "America's Top RIA Firms" list in 2023, and Citywire included the firm among its "50 Growers Across America" lists repeatedly from 2022 through 2026.