Aspen Private Advisors, LLC
Firm details
- Headquarters
- Sioux Falls, South Dakota
- CRD number
- 297639
- Registered since
- August 13, 2018
- Website
- aspenpa.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI85.19%
- Individuals12.29%
- Pension & Profit Sharing Plans1.89%
- Charitable Organizations0.63%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Aspen Private Advisors, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2018. The firm focuses on individuals and families and offers a mix of financial planning and discretionary portfolio management for both private clients and small businesses, along with consulting for pension plans. Its pricing includes percentage-of-AUM fees plus the option of hourly or fixed-fee arrangements. Aspen reports ownership tied to a domestic entity/individual and does not position itself as a capital allocator; it is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds95%
- Cash & Cash Equivalents3%
- Exchange Traded Equities1%
- US Government Bonds1%
Contacts
3 of 5
Todd Dathe
Owner, Managing PrincipalCRD 4200005
Cara Beyer
Financial PlannerCRD 6359405
Meghan Kramer
Client Services AssociateCRD 6953739
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 7Active vs passive
$99.7M in ETFs
18%
$18M
82%
$81.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| AVANTIS US EQUITY ETF (AVUS) | Avantis | Active | Large Blend | $35.4M | 276,168 | 35.48% |
Location
Sioux Falls, SD
Minnehaha
Location
Sioux Falls, SD
Headquartered in Sioux Falls, SD, in the Midwest of the United States.
- Region
- Midwest
- County
- Minnehaha
- Address
- 5201 S Western Ave
- Time zone
- CT (UTC-6)
- Office locations
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