Regiment Capital Advisors, LLC

Overview

Regiment Capital Advisors, LLC is a newly formed limited liability company that registered with the SEC in 2026 and positions itself as a fee-based investment adviser focused on portfolio management for individuals and small businesses. The firm charges clients a percentage of assets under management and is marked in the dataset as not acting as a capital allocator, not pursuing ESG investing, and not serving as a pension consultant. Ownership is reported as a mix of a domestic entity and an individual, and the firm lists a broker‑dealer affiliation. Regiment Capital Advisors is classified in the source as an unclassified adviser and flagged as a single‑state adviser rather than multi‑state. The dataset also indicates it is not a related adviser to another entity.

Assets & Accounts

Location & Offices