RETIREMENT PLAN ADVISORS, LLC

RIASEC RegisteredEst. 2004

Total AUM

$3.5B

Discretionary

$3.5B

100% of AUM

Avg account

$353K

Accounts

10,031

Employees

Advisory reps

Firm details

Headquarters: CHICAGO, Illinois
CRD number: 122758
Registered since: July 14, 2004
Website: retirementplanadvisors.com
Custodians: GREAT-WEST TRUST COMPANY, LLC, NATIONAL FINANCIAL SERVICES LLC, PERSHING LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: State / Municipal Government74.48%
Individuals17.94%
HNWI4.6%
Pooled Investment Vehicles2.99%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Retirement Plan Advisors, LLC is an advisory firm that positions itself as a capital allocator for both individual/family clients and institutional plan sponsors. Its advisory scope emphasizes retirement-plan related services: portfolio management for pooled investment vehicles, portfolio management for businesses or institutions, selection of other advisers, pension-related consulting activities, and educational seminars. The firm charges on a percentage-of-AUM basis and also uses hourly and fixed-fee arrangements, which fits with a mix of fiduciary plan work and one-off consulting or planning engagements. Investment activity centers on public-market pooled vehicles and mutual funds rather than direct-stock selection or proprietary product distribution. The firm is not an active ESG investor according to filings and publishes client-facing materials and runs workshops, indicating a strong client-education component alongside discretionary portfolio management.