Security Capital Research & Management Incorporated

RIASEC RegisteredEst. 1997

Total AUM

$3.3B

Discretionary

$3.3B

100% of AUM

Avg account

$35.9M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Chicago, Illinois
CRD number: 106201
Registered since: February 10, 1997
Custodians: STATE STREET BANK AND TRUST COMPANY, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles35.2%
Corporations / Businesses23.76%
Investment Companies16.57%
State / Municipal Government14.93%
Charitable Organizations4.05%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Security Capital Research & Management Incorporated is a corporate registered investment adviser that has been SEC‑registered since 1997. The firm serves both individual/family clients and institutional mandates, offering portfolio management across individual and small business accounts, investment companies, and organizations; it also provides pension consulting services. Ownership is a mix of domestic entity and individual, and the firm charges a blend of percentage‑of‑AUM fees and performance‑based fees. The adviser identifies as an active ESG investor and maintains roles across the financial ecosystem—broker‑dealer relationships and sponsor/GP activity appear among its affiliations—suggesting it operates beyond pure advisory mandates.