MWS CAPITAL CONSULTANTS LLC

RIASEC RegisteredEst. 2022
Total AUM
$194M
Discretionary
$186M
96% of AUM
Avg account
$431K
Accounts
449
Employees
3
Advisory reps
4

Firm details

Headquarters
CHICAGO, Illinois
CRD number
125061
Registered since
April 15, 2022
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • HNWI78.66%
  • Individuals8.21%
  • Pension & Profit Sharing Plans7.63%
  • Corporations / Businesses5.5%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

MWS Capital Consultants LLC is an independent, owner-operated RIA that manages portfolios for individuals, families and institutional clients using a fee model tied to assets under management. The firm’s advisory work centers on financial planning and discretionary portfolio management for individuals, small businesses and institutions. Its investment approach shows a clear preference for equities, with exchange-traded equities accounting for the single largest slice of managed assets. The firm is not positioned as an ESG-active investor and does not identify as a pension consultant or multi-state adviser on its filing.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 55%, US Government Bonds 16%, Public Funds/Mutual Funds 14%, Other 5%, Investment Grade Corp Bonds 4%, State & Local Bonds 3%, Cash & Cash Equivalents 2%, Non-Investment Grade Corp Bonds 1%55%
  • Exchange Traded Equities55%
  • US Government Bonds16%
  • Public Funds/Mutual Funds14%
  • Other5%
  • Investment Grade Corp Bonds4%

Contacts

3 of 4
  • Beth Smyth

    Associate AdvisorCRD 8078154

  • MATTHEW SHAPIRO

    Founder & PresidentCRD 4639818

  • William Alt

    Associate AdvisorCRD 7248877

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
750 N State St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth