PVG ASSET MANAGEMENT CORP

RIASEC RegisteredEst. 1987
Total AUM
$625M
Discretionary
$513M
82% of AUM
Avg account
$838K
Accounts
746
Employees
9
Advisory reps
9

Firm details

Headquarters
CENTENNIAL, Colorado
CRD number
105541
Registered since
October 23, 1987
Website
www.pvgassetmanagement.com
Fee structure
Percentage of AUM
Client types
  • Other Investment Advisers68.49%
  • HNWI20.62%
  • Individuals8.88%
  • Charitable Organizations1.37%
  • Pension & Profit Sharing Plans0.47%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

PVG Asset Management Corp is an independent, SEC-registered registered investment adviser operating as a corporation and owned by an individual. The firm has been registered since 1987 and charges clients on a percentage-of-AUM basis. Its client mix includes individuals, families and institutional clients. Core advisory services are financial planning and portfolio management for individuals/small businesses as well as management for pooled investment vehicles. PVG does not identify as an active ESG investor and is not positioned as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 42%, Cash & Cash Equivalents 25%, Exchange Traded Equities 19%, Public Funds/Mutual Funds 6%, Other 5%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%42%
  • Non-Exchange Traded Equities42%
  • Cash & Cash Equivalents25%
  • Exchange Traded Equities19%
  • Public Funds/Mutual Funds6%
  • Other5%

Owners & executives

1 of 1

  • PATRICK ADAMS

    Chief Executive OfficerCRD 2438502

Contacts

3 of 8

  • Eric Tesler

    Senior VP of SalesCRD 2613105

  • TODD HENDREX

    National Sales ManagerCRD 1605963

  • JOSEPH PECORARO

    Founder, CCO and Portfolio ManagerCRD 831015

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 26

Active vs passive

$42.5M in ETFs

Passive

49%

$20.8M

Active

50%

$21.7M

ETFProviderStyleCategoryValueShares% of portfolio
JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF (JEPQ)JP MorganActiveDerivative Income$17.2M280,45740.35%
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Location

Primary office

CENTENNIAL, CO

ARAPAHOE

Location

CENTENNIAL, CO

Headquartered in CENTENNIAL, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
ARAPAHOE
Address
6898 S University Blvd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth