FFG Retirement Counseling

RIASEC RegisteredEst. 2020
Total AUM
$216M
Discretionary
$216M
100% of AUM
Avg account
$297K
Accounts
730
Employees
5
Advisory reps
2

Firm details

Headquarters
Centennial, Colorado
CRD number
308305
Registered since
September 2, 2020
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI85.59%
  • Individuals14.41%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

FFG Retirement Counseling is an independent, SEC-registered RIA organized as an LLC and registered in 2020. The firm serves individual and family clients with a mix of financial planning and portfolio management services, and it charges both asset-based fees and fixed fees. It is not positioned as a capital allocator or pension consultant, does not identify as an active ESG investor, and operates as a single-state adviser rather than a multi-state or related-adviser network.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 80%, Public Funds/Mutual Funds 10%, Cash & Cash Equivalents 10%80%
  • Exchange Traded Equities80%
  • Public Funds/Mutual Funds10%
  • Cash & Cash Equivalents10%

Owners & executives

1 of 1
  • Sean O'reilly

    Sean O'reilly

    COOCRD 3241237

Contacts

1 of 1
  • Blake Barnett

    Blake Barnett

    Senior PlannerCRD 5713662

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 46

Active vs passive

$209M in ETFs

Passive

51%

$106M

Active

26%

$103M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$10.1M115,0344.85%

Location

Primary office

Centennial, CO

Arapahoe

Location

Centennial, CO

Headquartered in Centennial, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Arapahoe
Address
5975 S Quebec St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth