Puma Capital, LLC
Firm details
- Headquarters
- Rye, New York
- CRD number
- 146744
- Registered since
- July 24, 2008
- Website
- www.pumacap.com
Firm profile
FINTRXOverview
Puma Capital, LLC is an LLC that has been SEC-registered since 2008. Publicly available snapshot data is sparse: the firm's classification is listed as "Unclassified" and ownership is described as a combination of a domestic entity and an individual. The record indicates Puma Capital is not a capital allocator, does not identify as an active ESG investor, is not a multi-state adviser (per the snapshot flag), and is not listed as a pension consultant or related adviser. The firm has not provided material detail about its client base, fee schedule, advisory activities, or investment process in the source data. That absence limits what can be said about target clients, strategy focus, or portfolio construction from the available records.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Peter Timony
Chief Operations OfficerCRD 3023008

Michael Gutshall
Chief Compliance OfficerCRD 2505395
Contacts
3 of 22Sergio Cunha
Equity Sales TraderCRD 2654879
Jonathan Shapse
Equity Sales TraderCRD 1882689

Ricardo Jardim
Sales TraderCRD 2588573
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Rye, NY
Westchester
Location
Rye, NY
Headquartered in Rye, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Westchester
- Address
- 555 Theodore Fremd Ave
- Time zone
- ET (UTC-5)
- Office locations
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