Pullman Securities, LLC
Firm details
- Headquarters
- Los Angeles, California
- CRD number
- 45923
- Registered since
- January 4, 1999
- Website
- www.pullmanbonds.com
Firm profile
FINTRXOverview
Pullman Securities, LLC is structured as a privately owned limited liability company that operates within the investment banking and specialty finance space for the entertainment and intellectual property (IP) sectors. Registered with the SEC since 1999 and identified as an investment bank rather than a capital allocator, the firm focuses on financing, underwriting and structured transactions tied to royalties and other IP-derived cash flows rather than traditional advisory AUM-based relationships. The broader Pullman organization positions itself as an originator and underwriter of loans and securitizations collateralized by music, film, publishing and other intellectual property rights; its founders created market-first transactions that packaged future royalty streams into rated securities. Pullman has been involved in several high-profile structured deals that illustrate its niche: the Bowie Bonds-style securitization tied to David Bowie’s future royalties (reported at $55 million) and other sizable transactions tied to Motown-era catalogs, James Brown, Ashford & Simpson and The Isley Brothers. The firm also describes experience working with major industry participants across performance rights organizations and large record and publishing companies.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
1 of 1David Pullman
Managing MemberCRD 1294621
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Los Angeles, CA
Los Angeles
Location
Los Angeles, CA
Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 9250 Robin Dr
- Time zone
- PT (UTC-8)
- Office locations
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