Pullman Securities, LLC

Broker-DealerFINRA MemberEst. 1999
Total AUM
Advisory reps
1
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
45923
Registered since
January 4, 1999

Firm profile

FINTRX

Overview

Pullman Securities, LLC is presented in filings as an investment bank that focuses on financing and monetizing entertainment and intellectual-property (IP) cash flows. The business described in the firm’s materials — operating under The Pullman Group® brand — originates and underwrites loans secured by copyrights, publishing and writer shares, music royalties, record masters, film and television libraries, and a broad set of other contract and royalty streams. The group emphasizes customized financing structures that take tax, estate and marital planning into account and positions its transactions as alternatives to outright sales or traditional bank credit. The firm traces its approach to a series of high-profile securitizations created by David Pullman, beginning with the Bowie transaction and continuing with similarly structured deals for Motown-related catalogs, James Brown, Ashford & Simpson and The Isley Brothers. Those transactions are cited as examples of the securitization and structured-finance capability the group uses to convert future royalty and licensing revenues into upfront capital for rights owners.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

1 of 1
  • David Pullman

    Managing MemberCRD 1294621

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
9250 Robin Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth