Pullman Securities, LLC

Broker-DealerFINRA MemberEst. 1999
Total AUM
—
Advisory reps
1
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
45923
Registered since
January 4, 1999

Firm profile

FINTRX

Overview

Pullman Securities, LLC presents itself as an investment bank and specialty finance provider that focuses on the entertainment and intellectual property (IP) sectors. The firm’s materials describe a business built around providing liquidity and structured financing to creators, rights holders, and companies that own copyrights, publishing shares, record masters, royalty streams and other contract-based revenue. Pullman traces its roots to market-making and securitization activity in music royalties and related IP — most famously the securitization tied to David Bowie’s catalog — and reports cumulative transaction experience in excess of $1B through 2018. The firm emphasizes bespoke financing structures that account for tax, marital and estate planning considerations, and it positions its solutions as alternatives to outright sales or high-cost advances from traditional record or publishing deals. Pullman markets a toolkit that includes off‑balance-sheet structures, long‑term fixed‑rate financings, non‑recourse terms in many transactions, and documentation designed to preserve upside for content owners while delivering upfront cash. Pullman also describes a market role beyond lending: originating and underwriting securitizations and acting as exclusive agent for sales of IP-backed receivables. The business stresses institutional-style execution — including rated securitizations — and notes historical relationships with major music industry organizations and publishers when sourcing and structuring deals.

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

1 of 1
  • David Pullman

    Managing MemberCRD 1294621

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
9250 Robin Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth