PULLMAN SECURITIES, LLC

Overview

Pullman Securities, LLC is a limited liability company classified as an investment bank and registered with the SEC in 1999. The firm is owner-operated and does not present itself as a capital allocator, multi-state adviser, pension consultant, or an active ESG investor. Its stated specialty is financing and capital markets work for owners of entertainment and other intellectual property (IP) assets. The firm (and the related Pullman Group) has been active in structuring and placing securitizations and bespoke financings against future royalties and other IP cash flows. Publicly referenced transactions include the $55M Bowie securitization, a $30M Motown-related transaction, a $30M deal for James Brown, and several eight-figure transactions for Ashford & Simpson and The Isley Brothers; Marvin Gaye is noted as a representative previous client and catalog. The group identifies David Pullman as the originator of the "Bowie Bond" concept and uses the trademarks Bowie Bonds™ and Pullman Bonds™ in connection with its securitization work. The firm also reports longstanding transactional relationships across the music and publishing ecosystem, including performance-rights organizations (BMI, ASCAP, SESAC, PRS) and major music companies and publishers (Universal, EMI, Warner, Sony and related entities). That footprint underpins its stated role as an intermediary and principal lender/buyer in entertainment-IP financing.

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