Pruco Securities, LLC

Broker-DealerFINRA MemberEst. 1996
Total AUM
Accounts
0
Employees
272
Advisory reps
154
Brokerage reps
186
Avg account
$0

Firm details

Headquarters
Newark, New Jersey
CRD number
5685
Registered since
June 28, 1996
Fee structure
Other
Services
Selection of Other Advisers

Firm profile

FINTRX

Overview

Pruco Securities, LLC operates as an insurance broker-dealer that also acts as a capital allocator and selector of other advisers. Its public profile emphasizes broker-dealer and insurance distribution activities rather than traditional discretionary wealth management. The firm’s advisory role is focused on selecting external managers rather than running an internally concentrated portfolio-management boutique. The dataset lists the firm as not an active ESG investor and identifies multiple industry affiliations including roles as a broker-dealer, insurance company, and sponsor or manager of pooled vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Shane Mcgrath

    Chief Compliance OfficerCRD 4458909

  • Robert Smit

    Vice President, CFOCRD 2332366

  • Anthony Michael Fontano

    Chief Operating OfficerCRD 6852155

Contacts

3 of 151
  • Brian Swenson

    Brian Swenson

    Associate ManagerCRD 5450588

  • Christopher Hagan

    Christopher Hagan

    Vice President, OperationsCRD 2754182

  • Tiffany Overland

    DirectorCRD 2891816

Unlock 148 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 115

Active vs passive

$25.3B in ETFs

Passive

54%

$13.6B

Active

38%

$11.7B

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$6.2B8,269,90024.49%

Location

Primary office

Newark, NJ

Essex

Location

Newark, NJ

Headquartered in Newark, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Essex
Address
751 Broad St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth