Pruco Securities, LLC
Firm details
- Headquarters
- Newark, New Jersey
- CRD number
- 5685
- Registered since
- June 28, 1996
- Website
- www.prudential.com
- Fee structure
- Other
- Services
- Selection of Other Advisers
Firm profile
FINTRXOverview
Pruco Securities, LLC operates as an insurance-focused broker‑dealer organized as a limited liability company and has been SEC‑registered since 1996. The firm functions primarily as a capital allocator and insurance broker, and it also performs advisory activity by selecting third‑party advisers. Regulatory and industry affiliations tied to the firm extend beyond a classic broker‑dealer role and include relationships with other investment advisers, trust and insurance companies, real estate broker activities, and sponsorship or management roles related to pooled investment vehicles. Pruco Securities reports that it is not an active ESG investor and is not a multi‑state registered adviser. The firm’s fee structure is categorized as “Other,” and it is identified as a related adviser in broader organizational filings.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 4Shane Mcgrath
Chief Compliance OfficerCRD 4458909
Robert Smit
Vice President, CFOCRD 2332366

Todd Shriber
COOCRD 5047617
Contacts
3 of 154
Brian Swenson
Associate ManagerCRD 5450588

Christopher Hagan
Vice President, OperationsCRD 2754182
Tiffany Overland
DirectorCRD 2891816
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 112Active vs passive
$22.1B in ETFs
54%
$11.8B
38%
$10.3B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $5.2B | 7,890,999 | 23.33% |
Location
Newark, NJ
Essex
Location
Newark, NJ
Headquartered in Newark, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Essex
- Address
- 751 Broad St
- Time zone
- ET (UTC-5)
- Office locations
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