Proffitt & Goodson Inc.

RIASEC RegisteredEst. 1986

Total AUM

$798M

Discretionary

$779M

98% of AUM

Avg account

$822K

Accounts

971

Employees

Advisory reps

Firm details

Headquarters: Knoxville, Tennessee
CRD number: 105278
Registered since: November 7, 1986
Website: www.proffittgoodson.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Other
Client types: HNWI90.65%
Individuals3.88%
Charitable Organizations3.48%
Pension & Profit Sharing Plans1.93%
Corporations / Businesses0.06%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Proffitt & Goodson Inc. is an independent, privately owned registered investment adviser that has been SEC-registered since 1986 and operates as a corporate entity under individual ownership. Its client mix includes individuals and families as well as institutional clients. Core advisory services reported include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting. The firm charges clients by percentage of assets under management and also uses hourly and other fee arrangements. It does not identify as an active ESG investor, is not a multi-state adviser, and does not describe itself as a capital allocator to third-party managers.