PYA Waltman Capital, LLC
Firm details
- Headquarters
- Knoxville, Tennessee
- CRD number
- 137283
- Registered since
- December 9, 2005
- Website
- pyawaltman.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
- Client types
- HNWI61.22%
- Charitable Organizations18.37%
- Pension & Profit Sharing Plans13.25%
- Individuals6.53%
- Corporations / Businesses0.64%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
PYA Waltman Capital, LLC is an independent registered investment adviser formed in 2005 and organized as an LLC under individual ownership. The firm acts as a capital allocator for both individuals/families and institutional clients, providing financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and the selection of outside advisers. Its fee menu includes percentage-of-AUM billing plus hourly and fixed fees, and it may assess performance-based fees on certain mandates. PYA Waltman Capital does not identify as an active ESG investor. The firm earned recognition on FA Magazine’s Top RIA Firms list in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds67%
- Exchange Traded Equities31%
- Cash & Cash Equivalents2%
Owners & executives
2 of 2
Jessica Ott
Chief Compliance OfficerCRD 5652629
Martin Brown
President, Chief Executive OfficerCRD 5049835
Contacts
3 of 10Claire Kluth
Financial AdvisorCRD 7858386
Caden Mumford
Financial AdvisorCRD 8234152
Jack Waltman
PresidentCRD 4313008
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 13Active vs passive
$58.6M in ETFs
37%
$21.5M
61%
$37.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| T ROWE PRICE CAPITAL APPRECIATION EQUITY ETF (TCAF) | T. Rowe Price | Active | Large Blend | $35.8M | 870,538 | 61.07% |
Location
Knoxville, TN
Knox
Location
Knoxville, TN
Headquartered in Knoxville, TN, anchoring the Knoxville-Morristown-Sevierville, TN metro in the South.
- Metro area
- Knoxville-Morristown-Sevierville, TN
- Region
- South
- County
- Knox
- Address
- 1402 Ebenezer Rd
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Tvamp, LLC
RIAKnoxville, TN
Proffitt & Goodson Inc.
RIAKnoxville, TN
WMG Financial Advisors, LLC
RIAKnoxville, TN
Martin & Company Investment Counsel
RIAKnoxville, TN
Cogentblue
RIAKnoxville, TN
Brogan Financial
RIAKnoxville, TN