Leading Edge Financial Planning LLC
Firm details
- Headquarters
- Knoxville, Tennessee
- CRD number
- 277149
- Registered since
- March 1, 2021
- Website
- www.leadingedgeplanning.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI80.46%
- Individuals19.54%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Leading Edge Financial Planning LLC is an independent, SEC‑registered registered investment adviser formed as an LLC in 2021 and owned by an individual principal. The firm serves individual and family clients, charging fees as a percentage of assets under management. Its stated advisory activities center on financial planning and portfolio management for individuals and small businesses. The firm does not market itself as an ESG investor and does not operate as a capital allocator; it also lists an industry affiliation with accountants.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities96%
- Non-Exchange Traded Equities1%
- US Government Bonds1%
- Public Funds/Mutual Funds1%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1Lisa Rosenthal
Chief Operating OfficerCRD 8158905
Contacts
3 of 9
Jason Reagan
Financial AdvisorCRD 6293199
Jonathan Groover
ParaplannerCRD 7664337
Mark Covell
Financial PlannerCRD 7308356
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 71Active vs passive
$677M in ETFs
24%
$160M
50%
$517M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $86.7M | 986,037 | 12.80% |
Location
Knoxville, TN
Knox
Location
Knoxville, TN
Headquartered in Knoxville, TN, anchoring the Knoxville-Morristown-Sevierville, TN metro in the South.
- Metro area
- Knoxville-Morristown-Sevierville, TN
- Region
- South
- County
- Knox
- Address
- 6921 Office Park Cir
- Time zone
- CT (UTC-6)
- Office locations
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