NBZ INVESTMENT ADVISORS, LLC
Firm details
- Headquarters
- KNOXVILLE, Tennessee
- CRD number
- 123902
- Registered since
- June 3, 2003
- Website
- www.nbzinvest.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI95.22%
- Individuals4.69%
- Pension & Profit Sharing Plans0.08%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
NBZ Investment Advisors, LLC is an independent, SEC‑registered registered investment adviser formed as an LLC and on file since 2003. The firm is owner‑managed and serves both individual/family and institutional clients. Its advisory services, as reported on filings, include financial planning, portfolio management for individuals and small businesses, and pension consulting. Fee arrangements are flexible and include percentage‑of‑AUM billing as well as hourly and fixed‑fee engagements. The firm is not identified as an active ESG investor and does not act as a capital allocator to other managers.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds83%
- State & Local Bonds10%
- Exchange Traded Equities5%
- Investment Grade Corp Bonds1%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1RICHARD ZIVI
Chief Investment OfficerCRD 4602508
Contacts
3 of 7LUCINDA SEGERS
Financial Advisor and Registered RepresentativeCRD 6822493
AMANDA COPELAND
Client Service AdministratorCRD 4024066
KIMBERLY PETERS
PartnerCRD 7347514
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 44Active vs passive
$239M in ETFs
19%
$45.6M
36%
$193M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $30.5M | 399,068 | 12.80% |
Location
KNOXVILLE, TN
KNOX
Location
KNOXVILLE, TN
Headquartered in KNOXVILLE, TN, anchoring the Knoxville-Morristown-Sevierville, TN metro in the South.
- Metro area
- Knoxville-Morristown-Sevierville, TN
- Region
- South
- County
- KNOX
- Address
- 6322 Deane Hill Dr
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
INSIGHT STRATEGIC WEALTH LLC
RIAKNOXVILLE, TN
VISIONARY HORIZONS, LLC
RIAKNOXVILLE, TN
MOON CAPITAL MANAGEMENT, LLC
RIAKNOXVILLE, TN
BLUE RIDGE WEALTH PLANNERS
RIAKNOXVILLE, TN
RIDGEPATH CAPITAL MANAGEMENT LLC
RIAKNOXVILLE, TN
LEADING EDGE FINANCIAL PLANNING LLC
RIAKNOXVILLE, TN