MOON CAPITAL MANAGEMENT, LLC
Firm details
- Headquarters
- KNOXVILLE, Tennessee
- CRD number
- 107612
- Registered since
- June 22, 1995
- Website
- www.mooncap.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI87.54%
- Pooled Investment Vehicles9.06%
- Charitable Organizations3.4%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Moon Capital Management, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC since 1995. The firm is individually owned and serves a mix of individual and family clients as well as institutional accounts. Its advisory menu includes financial planning and portfolio management across individuals, small businesses, pooled investment vehicles, and businesses or institutions. The firm charges both percentage-of-assets and fixed fees and does not position itself as a capital allocator. Moon Capital does not report itself as an active ESG investor, is not a multi-state adviser, and does not act as a pension consultant or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities70%
- Cash & Cash Equivalents15%
- Other8%
- Public Funds/Mutual Funds3%
- US Government Bonds2%
Owners & executives
1 of 1WHEELER MOON
Chief Compliance OfficerCRD 4411983
Contacts
3 of 3JAMES HASLAM
MemberCRD 5497778
TRACY DOBBS
MemberCRD 4411989
ANN BAILEY
Managing PartnerCRD 6462025
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
KNOXVILLE, TN
KNOX
Location
KNOXVILLE, TN
Headquartered in KNOXVILLE, TN, anchoring the Knoxville-Morristown-Sevierville, TN metro in the South.
- Metro area
- Knoxville-Morristown-Sevierville, TN
- Region
- South
- County
- KNOX
- Address
- 900 S Gay St
- Time zone
- CT (UTC-6)
- Office locations
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