Principal Funds Distributor, Inc.
Firm details
- Headquarters
- Des Moines, Iowa
- CRD number
- 43261
- Registered since
- July 3, 1997
- Website
- www.principalam.com
Firm profile
FINTRXOverview
Principal Funds Distributor, Inc. is organized as a corporation and is classified as a fund distributor rather than an investment manager. The firm registered with the SEC in 1997 and is owned by a combination of a domestic entity and an individual. Its regulatory profile and self-reported attributes indicate it does not function as a capital allocator or as a registered advisory business; instead its role is distribution of fund products. The firm reports that it is not an active ESG investor and does not operate as a multi-state adviser or a pension consultant.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 9
Thomas Drogan
Chief Compliance OfficerCRD 2760482

Michael Scholten
CFOCRD 6388259

Michael Murray
President and CEOCRD 2074275
Contacts
3 of 273
Andrew Turcotte
Director, National AccountsCRD 4507435

John Crandell
Senior Director, Wealth ManagementCRD 4954446
Chad Clauson
AdministratorCRD 2947385
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Des Moines, IA
Polk
Location
Des Moines, IA
Headquartered in Des Moines, IA, anchoring the Des Moines-Ames-West Des Moines, IA metro in the Midwest.
- Metro area
- Des Moines-Ames-West Des Moines, IA
- Region
- Midwest
- County
- Polk
- Address
- 711 High St
- Time zone
- CT (UTC-6)
- Office locations
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