PRINCIPAL FUNDS DISTRIBUTOR, INC.

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
283
Avg account
$0

Firm details

Headquarters
DES MOINES, Iowa
CRD number
43261
Registered since
July 3, 1997

Firm profile

FINTRX

Overview

Principal Funds Distributor, Inc. is organized as a corporation and has been registered with the SEC since 1997. FINTRX classifies the firm as unclassified and lists its ownership as a combination of a domestic entity and an individual. The firm's profile indicates it is not a capital allocator, is not identified as an active ESG investor, and is not designated as a multi-state adviser, pension consultant, or related adviser. The name implies a distribution-oriented role rather than a traditional asset manager, but FINTRX provides little detail about advisory activities, fee schedules, or client segments, so its functional focus must be inferred from the limited public snapshot rather than from explicit disclosures.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 10
  • THOMAS DROGAN

    Chief Compliance OfficerCRD 2760482

  • MICHAEL SCHOLTEN

    CFOCRD 6388259

  • MICHAEL MURRAY

    President and CEOCRD 2074275

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Contacts

3 of 273
  • ANDREW TURCOTTE

    Director, National AccountsCRD 4507435

  • JOHN CRANDELL

    Senior Director, Wealth ManagementCRD 4954446

  • CHAD CLAUSON

    AdministratorCRD 2947385

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

DES MOINES, IA

POLK

Location

DES MOINES, IA

Headquartered in DES MOINES, IA, anchoring the Des Moines-Ames-West Des Moines, IA metro in the Midwest.

Metro area
Des Moines-Ames-West Des Moines, IA
Region
Midwest
County
POLK
Address
711 High St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth