Principal Funds Distributor, Inc.

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
282
Avg account
$0

Firm details

Headquarters
Des Moines, Iowa
CRD number
43261
Registered since
July 3, 1997

Firm profile

FINTRX

Overview

Principal Funds Distributor, Inc. is organized as a corporation and is classified as a fund distributor rather than an investment manager. The firm registered with the SEC in 1997 and is owned by a combination of a domestic entity and an individual. Its regulatory profile and self-reported attributes indicate it does not function as a capital allocator or as a registered advisory business; instead its role is distribution of fund products. The firm reports that it is not an active ESG investor and does not operate as a multi-state adviser or a pension consultant.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 9
  • Thomas Drogan

    Thomas Drogan

    Chief Compliance OfficerCRD 2760482

  • Michael Scholten

    Michael Scholten

    CFOCRD 6388259

  • Michael Murray

    Michael Murray

    President and CEOCRD 2074275

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Contacts

3 of 273
  • Andrew Turcotte

    Andrew Turcotte

    Director, National AccountsCRD 4507435

  • John Crandell

    John Crandell

    Senior Director, Wealth ManagementCRD 4954446

  • Chad Clauson

    AdministratorCRD 2947385

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Des Moines, IA

Polk

Location

Des Moines, IA

Headquartered in Des Moines, IA, anchoring the Des Moines-Ames-West Des Moines, IA metro in the Midwest.

Metro area
Des Moines-Ames-West Des Moines, IA
Region
Midwest
County
Polk
Address
711 High St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth