Principal Funds Distributor, Inc.

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
278
Avg account
$0

Firm details

Headquarters
Des Moines, Iowa
CRD number
43261
Registered since
July 3, 1997

Firm profile

FINTRX

Overview

Principal Funds Distributor, Inc. is organized as a corporation and is classified as a fund distributor. The firm has been SEC-registered since 1997 and is owned by a combination of a domestic entity and an individual. FINTRX flags it as a non-capital allocator and not an investment adviser; it is not identified as an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The available data positions the entity primarily on the distribution side of the asset management ecosystem rather than as a manager or allocator of client capital.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 9
  • Barbara Wenig

    Barbara Wenig

    Chief Business OfficerCRD 5412981

  • Michael Murray

    Michael Murray

    President and CEOCRD 2074275

  • Thomas Drogan

    Thomas Drogan

    Chief Compliance OfficerCRD 2760482

Unlock 6 more executives

Contacts

3 of 269
  • Lindsey Zimmerman

    Lindsey Zimmerman

    Registered RepresentativeCRD 5689787

  • Patrick Caragher

    Patrick Caragher

    Managing DirectorCRD 5755171

  • James Lange

    James Lange

    Director, Institutional SalesCRD 5827362

Unlock 266 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Des Moines, IA

Polk

Location

Des Moines, IA

Headquartered in Des Moines, IA, anchoring the Des Moines-Ames-West Des Moines, IA metro in the Midwest.

Metro area
Des Moines-Ames-West Des Moines, IA
Region
Midwest
County
Polk
Address
711 High St
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth