Fidelity & Guaranty Securities, LLC
Firm details
- Headquarters
- Des Moines, Iowa
- CRD number
- 315720
- Registered since
- April 3, 2023
- Website
- www.fglife.com
Firm profile
FINTRXOverview
Fidelity & Guaranty Securities, LLC is organized as a limited liability company and appears in SEC records with a 2023 registration year. The ownership is recorded as a combination of a domestic entity and an individual. The adviser is classified as "Unclassified" in the source and the profile contains minimal public disclosure about its business model or investment strategy. Available metadata indicates the firm does not operate as a capital allocator and is not flagged as an active ESG investor. It is not listed as a multi-state adviser, pension consultant, or related adviser. Beyond these registry attributes, the firm has not provided descriptive information about its client segments, fee arrangements, advisory activities, or manager allocation preferences.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Kelly Stokes
VP, Chief Compliance OfficerCRD 2589504

Donald Leintz
Chief Product OfficerCRD 4374813
Contacts
3 of 39
Jay Mccraw
Regional Vice PresidentCRD 4449267
Sam Tippy
Hybrid WholesalerCRD 3005709

Stephen Anderson
DirectorCRD 1181095
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Des Moines, IA
Polk
Location
Des Moines, IA
Headquartered in Des Moines, IA, anchoring the Des Moines-Ames-West Des Moines, IA metro in the Midwest.
- Metro area
- Des Moines-Ames-West Des Moines, IA
- Region
- Midwest
- County
- Polk
- Address
- 801 Grand Ave
- Time zone
- CT (UTC-6)
- Office locations
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