Fidelity & Guaranty Securities, LLC

Broker-DealerFINRA MemberEst. 2023
Total AUM
Advisory reps
41
Avg account
$0

Firm details

Headquarters
Des Moines, Iowa
CRD number
315720
Registered since
April 3, 2023

Firm profile

FINTRX

Overview

Fidelity & Guaranty Securities, LLC is organized as a limited liability company and appears in SEC records with a 2023 registration year. The ownership is recorded as a combination of a domestic entity and an individual. The adviser is classified as "Unclassified" in the source and the profile contains minimal public disclosure about its business model or investment strategy. Available metadata indicates the firm does not operate as a capital allocator and is not flagged as an active ESG investor. It is not listed as a multi-state adviser, pension consultant, or related adviser. Beyond these registry attributes, the firm has not provided descriptive information about its client segments, fee arrangements, advisory activities, or manager allocation preferences.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Kelly Stokes

    Kelly Stokes

    VP, Chief Compliance OfficerCRD 2589504

  • Donald Leintz

    Donald Leintz

    Chief Product OfficerCRD 4374813

Contacts

3 of 39
  • Jay Mccraw

    Jay Mccraw

    Regional Vice PresidentCRD 4449267

  • Sam Tippy

    Sam Tippy

    Hybrid WholesalerCRD 3005709

  • Stephen Anderson

    Stephen Anderson

    DirectorCRD 1181095

Unlock 36 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Des Moines, IA

Polk

Location

Des Moines, IA

Headquartered in Des Moines, IA, anchoring the Des Moines-Ames-West Des Moines, IA metro in the Midwest.

Metro area
Des Moines-Ames-West Des Moines, IA
Region
Midwest
County
Polk
Address
801 Grand Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth