Fidelity & Guaranty Securities, LLC

Broker-DealerFINRA MemberEst. 2023
Total AUM
Advisory reps
40
Avg account
$0

Firm details

Headquarters
Des Moines, Iowa
CRD number
315720
Registered since
April 3, 2023

Firm profile

FINTRX

Overview

Fidelity & Guaranty Securities, LLC is a limited liability company that registered with the SEC in 2023. Public data classifies the firm as "Unclassified" and identifies ownership as a mix of a domestic entity and an individual. The firm is not flagged as a capital allocator, is not marketed as an active ESG investor, and is not listed as a multi-state adviser, pension consultant, or related adviser. Several typical profile items—such as stated business lines, advisory activities, client types, and fee schedule—are not provided in the available records, so the firm's target client segments and service model are not documented in this dataset.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Donald Leintz

    Donald Leintz

    Chief Product OfficerCRD 4374813

  • Kelly Stokes

    Kelly Stokes

    VP, Chief Compliance OfficerCRD 2589504

Contacts

3 of 38
  • Ronald John Jr Barrett

    DirectorCRD 2480222

  • Jacob Ware

    Jacob Ware

    Senior Internal WholesalerCRD 7422963

  • Aaron Hayes

    Aaron Hayes

    WholesalerCRD 6435850

Unlock 35 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Des Moines, IA

Polk

Location

Des Moines, IA

Headquartered in Des Moines, IA, anchoring the Des Moines-Ames-West Des Moines, IA metro in the Midwest.

Metro area
Des Moines-Ames-West Des Moines, IA
Region
Midwest
County
Polk
Address
801 Grand Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth