Fidelity & Guaranty Securities, LLC
Firm details
- Headquarters
- Des Moines, Iowa
- CRD number
- 315720
- Registered since
- April 3, 2023
- Website
- www.fglife.com
Firm profile
FINTRXOverview
Fidelity & Guaranty Securities, LLC is a limited liability company that registered with the SEC in 2023. Public data classifies the firm as "Unclassified" and identifies ownership as a mix of a domestic entity and an individual. The firm is not flagged as a capital allocator, is not marketed as an active ESG investor, and is not listed as a multi-state adviser, pension consultant, or related adviser. Several typical profile items—such as stated business lines, advisory activities, client types, and fee schedule—are not provided in the available records, so the firm's target client segments and service model are not documented in this dataset.
Assets & Accounts
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Donald Leintz
Chief Product OfficerCRD 4374813

Kelly Stokes
VP, Chief Compliance OfficerCRD 2589504
Contacts
3 of 38Ronald John Jr Barrett
DirectorCRD 2480222

Jacob Ware
Senior Internal WholesalerCRD 7422963

Aaron Hayes
WholesalerCRD 6435850
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Des Moines, IA
Polk
Location
Des Moines, IA
Headquartered in Des Moines, IA, anchoring the Des Moines-Ames-West Des Moines, IA metro in the Midwest.
- Metro area
- Des Moines-Ames-West Des Moines, IA
- Region
- Midwest
- County
- Polk
- Address
- 801 Grand Ave
- Time zone
- CT (UTC-6)
- Office locations
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