Fidelity & Guaranty Securities, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
43
Avg account
$0

Firm details

Headquarters
Des Moines, Iowa
CRD number
315720
Registered since
April 3, 2023

Firm profile

FINTRX

Overview

Fidelity & Guaranty Securities, LLC is organized as a limited liability company and is identified in the dataset as having domestic entity and individual ownership. The firm's classification is listed as unclassified, and it does not present itself as a capital allocator. Other operational flags in the record indicate it is not an active ESG investor, not a multistate adviser, not a newly formed adviser, not a pension consultant, and not a related adviser. No descriptive information about advisory activities, target client types, fee structure, or business lines is provided in the source data, so the picture of the firm's market positioning and service model is limited to the structural and attribute-level items above.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Kelly Stokes

    Kelly Stokes

    VP, Chief Compliance OfficerCRD 2589504

  • Donald Leintz

    Donald Leintz

    Chief Product OfficerCRD 4374813

Contacts

3 of 41
  • Jay Mccraw

    Jay Mccraw

    Regional Vice PresidentCRD 4449267

  • Sam Tippy

    Sam Tippy

    Hybrid WholesalerCRD 3005709

  • Stephen Anderson

    Stephen Anderson

    DirectorCRD 1181095

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Des Moines, IA

Polk

Location

Des Moines, IA

Headquartered in Des Moines, IA, anchoring the Des Moines-Ames-West Des Moines, IA metro in the Midwest.

Metro area
Des Moines-Ames-West Des Moines, IA
Region
Midwest
County
Polk
Address
801 Grand Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth