Pluris Capital Group, Inc.

Broker-DealerFINRA MemberEst. 1992
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Brooklynn, New York
CRD number
30811
Registered since
September 23, 1992

Firm profile

FINTRX

Overview

Pluris Capital Group, Inc. is a corporate SEC-registered adviser first registered in 1992. The firm is identified as owned by a combination of a domestic entity and individuals and is classified in regulatory records as unclassified. Public disclosures are sparse: the firm does not identify itself as a capital allocator, is not flagged as an active ESG investor, and is not registered as a multi-state or newly formed adviser. There is no public information provided about its client mix, fee arrangements, specific advisory activities or business lines, and the firm has not listed any affiliations or third-party relationships. The limited dataset and absence of descriptive material make it difficult to characterize Pluris Capital Group’s target clients, investment approach, or service model. The available items in public filings focus on basic corporate and registration facts rather than investment strategy or operational details.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • Richard Serrano

    PartnerCRD 1801669

  • Song Ge Teng

    ConsultantCRD 5618267

  • John Fletcher

    PresidentCRD 2750926

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Brooklynn, NY

Kings

Location

Brooklynn, NY

Headquartered in Brooklynn, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Kings
Address
204 E 3rd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth