Henries Securities

Broker-DealerFINRA MemberEst. 2021
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Brooklyn, New York
CRD number
306152
Registered since
July 26, 2021

Firm profile

FINTRX

Overview

Henries Securities is organized as a limited liability company and registered with the SEC in 2021. Public filings classify the firm as "unclassified" and identify ownership as a mix of a domestic entity and an individual. The firm has disclosed minimal detail about its business activities or advisory model; available snapshot data focuses on registration and structural attributes rather than stated strategies or client segments. Regulatory flags in the snapshot show several negative responses under common advisory roles: Henries Securities does not identify itself as a capital allocator, is not an active ESG investor, is not a multi-state adviser, and is not a pension consultant. Those flags suggest the firm either operates on a narrow, local scale or has not adopted certain institutional service lines that larger RIAs commonly report.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Ana Carter

    Ana Carter

    FinOpCRD 4424794

  • Eda Henries

    Eda Henries

    FounderCRD 6068281

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Brooklyn, NY

Kings

Location

Brooklyn, NY

Headquartered in Brooklyn, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Kings
Address
1667 Saint Marks Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth