Plan to Prosper Wealth Management
Firm details
- Headquarters
- Ormond Beach, Florida
- CRD number
- 327660
- Registered since
- February 13, 2025
- Website
- myplantoprosper.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI53.36%
- Individuals32.52%
- Pension & Profit Sharing Plans14.12%
- Services
- Portfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Plan to Prosper Wealth Management is an independent, Florida-based LLC that provides fee-based portfolio management and related advisory services to individuals, families and institutional clients. The firm is registered with the SEC (registration year 2025) and bills clients on a percentage-of-AUM basis. In addition to advisory work, the firm operates as an insurance broker and lists pension consulting services alongside portfolio management for individuals and small businesses. The firm reports a preference for equity exposure and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities79%
- Investment Grade Corp Bonds9%
- Public Funds/Mutual Funds5%
- Cash & Cash Equivalents4%
- US Government Bonds1%
Contacts
2 of 2
Erick Palacios
Fiduciary AdvisorCRD 4557570
Brent Buckmaster
Wealth AdvisorCRD 4932496
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 15Active vs passive
$32.6M in ETFs
23%
$7.5M
60%
$25.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| NEOS NASDAQ-100(R) HIGH INCOME ETF (QQQI) | NEOS | Active | Derivative Income | $9.1M | 159,762 | 27.82% |
Location
Ormond Beach, FL
Volusia
Location
Ormond Beach, FL
Headquartered in Ormond Beach, FL, anchoring the Orlando-Lakeland-Deltona, FL metro in the South.
- Metro area
- Orlando-Lakeland-Deltona, FL
- Region
- South
- County
- Volusia
- Address
- 595 W Granada Blvd
- Time zone
- ET (UTC-5)
- Office locations
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