BROADSTREET FINANCIAL ADVISERS LLC

RIASEC Registered
Total AUM
$84.2M
Discretionary
$84.2M
100% of AUM
Avg account
$2.3M
Accounts
36
Employees
2
Advisory reps
1

Firm details

Headquarters
ORMOND BEACH, Florida
CRD number
130311
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI97.37%
  • Individuals2.63%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Broadstreet Financial Advisers LLC operates as a small, equity-focused RIA that provides discretionary portfolio management primarily for individual and family clients and small businesses. The firm favors direct exposure to publicly traded equities—implemented through separately managed accounts and exchange-traded vehicles—and charges advisory fees as a percentage of assets under management with supplementary hourly billing for certain services. Broadstreet does not position itself as an ESG investor, and it is not structured as a multi-state adviser or formal capital allocator; its business is concentrated and owner-led.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 97%, Cash & Cash Equivalents 3%97%
  • Exchange Traded Equities97%
  • Cash & Cash Equivalents3%

Contacts

1 of 1
  • RICHARD PANKRATZ

    Managing MemberCRD 2613427

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

ORMOND BEACH, FL

VOLUSIA

Location

ORMOND BEACH, FL

Headquartered in ORMOND BEACH, FL, anchoring the Orlando-Lakeland-Deltona, FL metro in the South.

Metro area
Orlando-Lakeland-Deltona, FL
Region
South
County
VOLUSIA
Address
310 Wilmette Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth