PJS Investment Management
Firm details
- Headquarters
- Cedarburg, Wisconsin
- CRD number
- 104701
- Registered since
- January 20, 1982
- Website
- www.pjsinvestment.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI84.74%
- Individuals10.41%
- Pension & Profit Sharing Plans2.8%
- Charitable Organizations1.9%
- Corporations / Businesses0.15%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
PJS Investment Management is an independent registered investment adviser operating as a corporation and owner-managed by an individual. The firm has been SEC-registered since 1982 and serves both individual & family clients and institutional accounts. Its client-facing offerings emphasize financial planning, portfolio management for individuals and small businesses, and pension consulting. Fee arrangements include asset-based fees and fixed-fee engagements. PJS identifies as an active ESG investor and integrates environmental, social, or governance considerations into its processes. The firm was recognized by FA Magazine as a Top RIA Firm in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities52%
- Public Funds/Mutual Funds42%
- Cash & Cash Equivalents4%
- US Government Bonds1%
- Investment Grade Corp Bonds1%
Owners & executives
2 of 2
Patrick Sommerfield
President, CIOCRD 4576687
Karl Schmidt
Owner, Director & CIOCRD 7513729
Contacts
3 of 9
Jason Lacey
Executive Vice PresidentCRD 5220076
Scott Conger
DirectorCRD 5923489
Kelly Merten
Operations ManagerCRD 4783952
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 273Active vs passive
$533M in ETFs
84%
$449M
9%
$84.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF (IGIB) | BlackRock | Passive | Corporate Bond | $28.5M | 535,661 | 5.34% |
Location
Cedarburg, WI
Ozaukee
Location
Cedarburg, WI
Headquartered in Cedarburg, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.
- Metro area
- Milwaukee-Racine-Waukesha, WI
- Region
- Midwest
- County
- Ozaukee
- Address
- W62 N570 Washington Ave
- Time zone
- CT (UTC-6)
- Office locations
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