Park Capital Management, LLC

RIASEC Registered
Total AUM
$868M
Discretionary
$859M
99% of AUM
Avg account
$468K
Accounts
1,853
Employees
9
Advisory reps
6

Firm details

Headquarters
Fitchburg, Wisconsin
CRD number
158965
Registered since
May 8, 2019
Website
parkcapitalmgt.com
Custodians
CHARLES SCHWAB & CO., INC., EMPOWER FINANCIAL SERVICES, INC, PRINCIPAL SECURITIES, INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Pension & Profit Sharing Plans38.63%
  • HNWI35.08%
  • Individuals21.62%
  • Charitable Organizations2.5%
  • Corporations / Businesses2.01%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Park Capital Management, LLC is an independent, fee-based registered investment adviser that registered with the SEC in 2019. The firm serves individual and family clients as well as institutional accounts, and functions as a capital allocator that uses external managers alongside in-house advice. Its fee arrangements include a percentage of assets under management plus hourly and fixed-fee engagements. Core advisory services listed by the firm include financial planning, portfolio management for individuals and small businesses, pension consulting, manager selection, and educational seminars. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 79%, Exchange Traded Equities 10%, Cash & Cash Equivalents 6%, State & Local Bonds 2%, Private Funds 2%, US Government Bonds 1%79%
  • Public Funds/Mutual Funds79%
  • Exchange Traded Equities10%
  • Cash & Cash Equivalents6%
  • State & Local Bonds2%
  • Private Funds2%

Owners & executives

2 of 2
  • Clinton Bauch

    Clinton Bauch

    President, CEOCRD 2791047

  • Christopher Kleine

    Christopher Kleine

    Chief Operating OfficerCRD 7675768

Contacts

3 of 4
  • Cameron Gray

    Cameron Gray

    Financial ConsultantCRD 6199914

  • Alyssa Thompson

    Alyssa Thompson

    Investment AssociateCRD 6870222

  • John Friar

    John Friar

    Financial Consultant and PartnerCRD 5461534

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 16

Active vs passive

$47.9M in ETFs

Passive

98%

$46.8M

Active

2%

$1.1M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$15.9M21,47833.14%
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Location

Primary office

Fitchburg, WI

Dane

Location

Fitchburg, WI

Headquartered in Fitchburg, WI, anchoring the Madison-Janesville-Beloit, WI metro in the Midwest.

Metro area
Madison-Janesville-Beloit, WI
Region
Midwest
County
Dane
Address
1601 Greenway Cross
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth