PGB Securities LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
Bedminster, New Jersey
CRD number
301472
Registered since
May 1, 2020

Firm profile

FINTRX

Overview

PGB Securities LLC is organized as a limited liability company and is registered with the SEC as of 2020. The firm is classified as an investment bank and is owned at the domestic entity and individual level. Public disclosures indicate it does not act as a capital allocator and is not positioned as an active ESG investor. Regulatory-related flags show the firm is not registered as a multi-state adviser, is not marked as a newly formed adviser for reporting purposes, and is not identified as a pension consultant or related adviser. The snapshot contains limited operational detail: fee schedule, client base descriptions and specific advisory or business activities were not provided in the available record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Vincent Favaro

    Vincent Favaro

    Chief Compliance OfficerCRD 4163532

Contacts

3 of 10
  • Christopher Colombo

    Christopher Colombo

    Senior Managing Director, Wealth AdvisorCRD 4302057

  • Lloyd Sacks

    Lloyd Sacks

    Managing DirectorCRD 6552146

  • Kevin Casey

    Kevin Casey

    Managing Director, Head of InvestmentsCRD 2256501

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Bedminster, NJ

Somerset

Location

Bedminster, NJ

Headquartered in Bedminster, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Somerset
Address
500 Hills Dr
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth